Did the stock fall? Every Item 4.02 notice, 2021–2023
All companies with an 8-K Item 4.02 notice filed 2021-2023 (EDGAR full-text search, first notice per company). Day 0 from the EDGAR acceptance time (at/after 16:00 ET -> next trading day). Returns from the last close before day 0 to the close N trading days after day 0, raw and minus IWM. Prices: Yahoo Finance chart endpoint (unofficial, adjusted closes); ticker from the EDGAR display name at filing time, then current SEC tickers; a result is used only if prices exist within a week of the notice. SPAC/shell = SIC 6770 or a SPAC-style name (see scripts/backtest.py). AAER = exact normalized-name match, release after the notice. Litigation = a later 10-K/10-Q/8-K of the company mentioning a 'class action complaint' near securities-law and case-caption words, within 2 years: possible, verify.
Descriptive only. It does not predict anything and does not show the notice caused the move. Generated 2026-11-04.
Operating companies: 474 companies, 307 with usable prices
Coverage: usable prices: 307; no price data (delisted?): 79; no ticker found: 70; no price near the filing date: 18.
83 of the priced notices had an earnings release (Item 2.02) in the notice or another 8-K the same day; without those, the median 0–5 move minus IWM is -1.8% (n=224).
Median move minus IWM
| Window (trading days) | n | Median | Share worse than −10% |
|---|---|---|---|
| day 0 | 307 | -0.4% | 6% |
| 0–1 | 307 | -0.6% | 10% |
| 0–5 | 307 | -2.0% | 21% |
| 0–30 | 307 | -3.0% | 37% |
Windows not yet complete are excluded.
Distribution, day 0 to day 5, minus IWM
| below -50.0% | 3 | |
| -50.0% to -25.0% | 13 | |
| -25.0% to -10.0% | 49 | |
| -10.0% to -5.0% | 47 | |
| -5.0% to +0.0% | 68 | |
| +0.0% to +5.0% | 64 | |
| +5.0% to +10.0% | 29 | |
| +10.0% to +25.0% | 22 | |
| +25.0% to +50.0% | 8 | |
| +50.0% or more | 4 |
Later AAER (name match): 18 · possible securities class-action disclosure in a later filing (verify): 14
SPACs and shells: 557 companies, 98 with usable prices
Coverage: no ticker found: 374; usable prices: 98; no price data (delisted?): 54; no price near the filing date: 31.
0 of the priced notices had an earnings release (Item 2.02) in the notice or another 8-K the same day; without those, the median 0–5 move minus IWM is -0.2% (n=98).
Median move minus IWM
| Window (trading days) | n | Median | Share worse than −10% |
|---|---|---|---|
| day 0 | 98 | +0.2% | 0% |
| 0–1 | 98 | +0.6% | 0% |
| 0–5 | 98 | -0.2% | 4% |
| 0–30 | 98 | +1.2% | 9% |
Windows not yet complete are excluded.
Distribution, day 0 to day 5, minus IWM
| below -50.0% | 0 | |
| -50.0% to -25.0% | 0 | |
| -25.0% to -10.0% | 4 | |
| -10.0% to -5.0% | 4 | |
| -5.0% to +0.0% | 46 | |
| +0.0% to +5.0% | 28 | |
| +5.0% to +10.0% | 15 | |
| +10.0% to +25.0% | 1 | |
| +25.0% to +50.0% | 0 | |
| +50.0% or more | 0 |
Later AAER (name match): 2 · possible securities class-action disclosure in a later filing (verify): 3
Show: operating companies · SPACs/shells · all. * = window not complete yet.
| 4.02 filed | Company | Ticker | Note | Day 0 | 0–5 | 0–30 | Later AAER | Securities suit disclosed | |
|---|---|---|---|---|---|---|---|---|---|
| 2021-01-20 | MALVERN BANCORP, INC. | MLVF | no price data (delisted?) | Aug. 15, 2023 AAER-4441 | 4.02 | ||||
| 2021-01-25 | Toga Ltd | TOGL | no price data (delisted?) | 4.02 | |||||
| 2021-01-27 | BorrowMoney.com, Inc. | BWMY | no price data (delisted?) | 4.02 | |||||
| 2021-01-29 | SINGING MACHINE CO INC | RIME | +12.0% | -3.6% | +0.8% | 4.02 | |||
| 2021-02-03 | 180 Life Sciences Corp. | FRMM | +8.9% | +15.8% | +23.7% | 4.02 | |||
| 2021-02-12 | American Virtual Cloud Technologies, Inc. | no ticker | 4.02 | ||||||
| 2021-02-16 | Pioneer Bancorp, Inc./MD | PBFS | -0.4% | +3.1% | +10.6% | 4.02 | |||
| 2021-02-18 | SANUWAVE Health, Inc. | SNWV | no price near filing | 4.02 | |||||
| 2021-02-19 | RANGE RESOURCES CORP | RRC | earnings same day | -3.8% | -5.8% | -4.5% | 4.02 | ||
| 2021-02-19 | GRANITE CONSTRUCTION INC | GVA | earnings same day | +2.0% | +10.5% | +26.6% | 4.02 | ||
| 2021-02-23 | Hartford Great Health Corp. | HFUS | -2.4% | +1.1% | -36.0% | 4.02 | |||
| 2021-02-24 | PIONEER NATURAL RESOURCES CO | PXD | no price data (delisted?) | 4.02 | |||||
| 2021-02-25 | Renewable Energy Group, Inc. | REGI | no price data (delisted?) | 4.02 | |||||
| 2021-03-03 | HILLMAN COMPANIES INC | HLM | no price data (delisted?) | 4.02 | |||||
| 2021-03-03 | ABERCROMBIE & FITCH CO /DE/ | ANF | earnings same day | +2.9% | +20.1% | +45.4% | 4.02 | ||
| 2021-03-08 | PARETEUM Corp | no ticker | Sept. 2, 2021 AAER-4247 | 4.02 | |||||
| 2021-03-09 | AdaptHealth Corp. | AHCO | +3.2% | +4.5% | -14.0% | 4.02 | |||
| 2021-03-11 | Clipper Realty Inc. | CLPR | -1.1% | -5.0% | +4.2% | 4.02 | |||
| 2021-03-16 | PLUG POWER INC | PLUG | -8.6% | -14.2% | -32.9% | Aug. 30, 2023 AAER-4452 | possible, verify | 4.02 | |
| 2021-03-16 | Accel Entertainment, Inc. | ACEL | earnings same day | -4.5% | -3.2% | +10.9% | 4.02 | ||
| 2021-03-16 | RAMBUS INC | RMBS | +2.7% | +4.0% | -0.8% | 4.02 | |||
| 2021-03-17 | Liberated Syndication Inc. | LSYN | no price data (delisted?) | 4.02 | |||||
| 2021-03-29 | TD Holdings, Inc. | BYU | no price data (delisted?) | 4.02 | |||||
| 2021-03-29 | STAR EQUITY HOLDINGS, INC. | STRRP | +3.9% | +1.5% | +5.1% | 4.02 | |||
| 2021-03-29 | 1847 Goedeker Inc. | POLCQ | earnings same day | -5.8% | -3.3% | -32.1% | 4.02 | ||
| 2021-03-30 | Applied UV, Inc. | AUVIQ | no price data (delisted?) | 4.02 | |||||
| 2021-03-31 | Bright Mountain Media, Inc. | BMTM | -1.3% | -0.8% | -37.5% | 4.02 | |||
| 2021-04-01 | TABLE TRAC INC | TBTC | +6.3% | +3.6% | -13.0% | 4.02 | |||
| 2021-04-01 | Unique Fabricating, Inc. | UFABQ | -1.1% | -9.6% | -39.3% | 4.02 | |||
| 2021-04-08 | Dolphin Entertainment, Inc. | DLPN | -13.9% | -28.3% | -31.0% | 4.02 | |||
| 2021-04-12 | Taronis Fuels, Inc. | no ticker | 4.02 | ||||||
| 2021-04-15 | Adamis Pharmaceuticals Corp | ADMP | no price data (delisted?) | 4.02 | |||||
| 2021-04-16 | GT Biopharma, Inc. | GTBP | -5.2% | +15.0% | +72.2% | 4.02 | |||
| 2021-04-20 | THERALINK TECHNOLOGIES, INC. | no ticker | 4.02 | ||||||
| 2021-04-21 | GigCapital2, Inc. | UPHL | no price near filing | 4.02 | |||||
| 2021-04-21 | SCWorx Corp. | WORX | +6.4% | +6.2% | +9.8% | 4.02 | |||
| 2021-04-22 | Daseke, Inc. | DSKE | no price data (delisted?) | 4.02 | |||||
| 2021-04-22 | Social Capital Hedosophia Holdings Corp. V | SOFI | +0.2% | +5.8% | +29.9% | 4.02 | |||
| 2021-04-23 | Vertiv Holdings Co | VRT | earnings same day | -2.8% | +1.8% | +12.8% | 4.02 | ||
| 2021-04-23 | E2open Parent Holdings, Inc. | ETWO | no price data (delisted?) | 4.02 | |||||
| 2021-04-26 | Star Peak Energy Transition Corp. | STEM | -0.5% | -8.4% | +16.9% | 4.02 | |||
| 2021-04-28 | Deerfield Healthcare Technology Acquisitions Corp. | CMAX | no price data (delisted?) | 4.02 | |||||
| 2021-04-28 | Experience Investment Corp. | SRTA | -0.2% | -0.5% | +3.7% | 4.02 | |||
| 2021-04-29 | QuantumScape Corp | QS | earnings same day | -2.1% | -15.3% | -27.6% | 4.02 | ||
| 2021-04-29 | WillScot Mobile Mini Holdings Corp. | WSC | earnings same day | +0.2% | +0.4% | -1.9% | 4.02 | ||
| 2021-04-29 | CLARIVATE Plc | CLVT | earnings same day | +3.5% | +6.6% | -2.2% | 4.02 | ||
| 2021-04-29 | PAE Inc | PAE | no price data (delisted?) | 4.02 | |||||
| 2021-04-29 | Hall of Fame Resort & Entertainment Co | HOFV | no price data (delisted?) | 4.02 | |||||
| 2021-04-29 | INCEPTION MINING INC. | BSAI | +1.4% | -3.6% | -20.5% | 4.02 | |||
| 2021-04-30 | Repay Holdings Corp | RPAY | earnings same day | -3.8% | -6.7% | +1.4% | 4.02 | ||
| 2021-04-30 | Virgin Galactic Holdings, Inc | SPCE | earnings same day | -9.6% | -16.6% | +54.8% | possible, verify | 4.02 | |
| 2021-04-30 | TS Innovation Acquisitions Corp. | LTCH | +1.5% | +0.2% | +9.5% | 4.02 | |||
| 2021-04-30 | VININGS HOLDINGS, INC. | no ticker | 4.02 | ||||||
| 2021-04-30 | DraftKings Inc. | no ticker | 4.02 | ||||||
| 2021-04-30 | Purple Innovation, Inc. | PRPL | -1.5% | -13.6% | -21.9% | 4.02 | |||
| 2021-04-30 | AST SpaceMobile, Inc. | ASTS | -7.3% | -9.7% | +15.7% | 4.02 | |||
| 2021-05-03 | CuriosityStream Inc. | CURI | earnings same day | -0.6% | -20.7% | -3.0% | 4.02 | ||
| 2021-05-03 | GCM Grosvenor Inc. | GCMG | -0.6% | +0.6% | -23.4% | 4.02 | |||
| 2021-05-03 | Holicity Inc. | no ticker | 4.02 | ||||||
| 2021-05-03 | Landcadia Holdings III, Inc. | HLMN | +1.1% | +2.1% | +5.3% | 4.02 | |||
| 2021-05-04 | Utz Brands, Inc. | UTZ | earnings same day | +1.9% | -8.7% | -23.4% | 4.02 | ||
| 2021-05-04 | Hims & Hers Health, Inc. | HIMS | earnings same day | -0.5% | -11.9% | -0.8% | 4.02 | ||
| 2021-05-04 | Nikola Corp | NKLA | no price data (delisted?) | 4.02 | |||||
| 2021-05-04 | Skillz Inc. | FIRY | earnings same day | -8.3% | -13.0% | +10.0% | 4.02 | ||
| 2021-05-04 | Clever Leaves Holdings Inc. | no ticker | 4.02 | ||||||
| 2021-05-04 | Butterfly Network, Inc. | BFLY | -0.7% | -10.9% | +2.1% | 4.02 | |||
| 2021-05-04 | Aspirational Consumer Lifestyle Corp. | UP | +1.3% | +2.2% | -2.2% | 4.02 | |||
| 2021-05-04 | American Acquisition Opportunity Inc. | AMAO | no price data (delisted?) | 4.02 | |||||
| 2021-05-05 | ArcLight Clean Transition Corp. | no ticker | 4.02 | ||||||
| 2021-05-05 | Hudson Executive Investment Corp. | TALK | no price near filing | possible, verify | 4.02 | ||||
| 2021-05-05 | ChargePoint Holdings, Inc. | CHPT | +0.4% | -4.3% | +36.3% | 4.02 | |||
| 2021-05-05 | Falcon Minerals Corp | no ticker | 4.02 | ||||||
| 2021-05-05 | CM Life Sciences, Inc. | WGS | -2.3% | -9.0% | -0.8% | 4.02 | |||
| 2021-05-06 | ONESPAWORLD HOLDINGS Ltd | OSW | earnings same day | -1.5% | -0.3% | +4.7% | 4.02 | ||
| 2021-05-06 | Hostess Brands, Inc. | TWNK | no price data (delisted?) | 4.02 | |||||
| 2021-05-06 | Target Hospitality Corp. | TH | -6.5% | -14.9% | +37.1% | 4.02 | |||
| 2021-05-06 | Forum Merger III Corp | ELMSQ | -0.2% | +2.9% | +0.6% | 4.02 | |||
| 2021-05-06 | HYCROFT MINING HOLDING CORP | HYMC | -0.6% | -8.2% | -22.9% | 4.02 | |||
| 2021-05-06 | Finance of America Companies Inc. | FOA | -3.1% | -11.6% | -31.5% | 4.02 | |||
| 2021-05-07 | VERRA MOBILITY Corp | VRRM | earnings same day | -0.9% | +1.2% | +5.0% | 4.02 | ||
| 2021-05-07 | Fisker Inc./DE | FSRNQ | no price data (delisted?) | 4.02 | |||||
| 2021-05-07 | Danimer Scientific, Inc. | DNMR | no price data (delisted?) | 4.02 | |||||
| 2021-05-07 | REVIVA PHARMACEUTICALS HOLDINGS, INC. | RVPH | earnings same day | -7.4% | -10.5% | -9.7% | 4.02 | ||
| 2021-05-07 | Vivint Smart Home, Inc. | no ticker | 4.02 | ||||||
| 2021-05-07 | Rush Street Interactive, Inc. | RSI | -2.4% | -6.0% | -3.0% | 4.02 | |||
| 2021-05-07 | TPG Pace Tech Opportunities Corp. | NRDY | +3.0% | +1.8% | -3.8% | 4.02 | |||
| 2021-05-07 | Digital Media Solutions, Inc. | DMS | no price data (delisted?) | 4.02 | |||||
| 2021-05-07 | ADVENT TECHNOLOGIES HOLDINGS, INC. | ADNH | -1.8% | -14.5% | -17.7% | 4.02 | |||
| 2021-05-10 | Capitol Investment Corp. V | DOMA | no price data (delisted?) | 4.02 | |||||
| 2021-05-10 | CarLotz, Inc. | no ticker | 4.02 | ||||||
| 2021-05-10 | Inspired Entertainment, Inc. | INSE | earnings same day | +6.9% | +1.3% | +37.9% | 4.02 | ||
| 2021-05-10 | Beauty Health Co | SKIN | +0.6% | +12.8% | +38.7% | 4.02 | |||
| 2021-05-11 | XL Fleet Corp. | SPRU | earnings same day | +5.4% | +19.3% | +41.8% | 4.02 | ||
| 2021-05-11 | Hyliion Holdings Corp. | HYLN | earnings same day | +3.0% | +15.9% | +40.4% | 4.02 | ||
| 2021-05-11 | View, Inc. | no ticker | 4.02 | ||||||
| 2021-05-11 | Industrial Tech Acquisitions, Inc. | no ticker | 4.02 | ||||||
| 2021-05-11 | Golden Nugget Online Gaming, Inc. | no ticker | 4.02 | ||||||
| 2021-05-11 | Lordstown Motors Corp. | SNFI | -3.8% | +48.0% | +35.4% | Feb. 29, 2024 AAER-4490 | 4.02 | ||
| 2021-05-11 | Reinvent Technology Partners Z | HIPO | -0.3% | -0.1% | -3.5% | 4.02 | |||
| 2021-05-11 | NavSight Holdings, Inc. | SPIR | +3.2% | +0.7% | -5.1% | 4.02 | |||
| 2021-05-11 | Churchill Capital Corp II | SKIL | +0.4% | +0.2% | -6.8% | 4.02 | |||
| 2021-05-11 | Atlas Crest Investment Corp. | ACHR | +3.1% | +1.2% | -5.0% | 4.02 | |||
| 2021-05-12 | U.S. WELL SERVICES, INC. | no ticker | 4.02 | ||||||
| 2021-05-12 | NewHold Investment Corp. | EVLV | -2.2% | -3.9% | -9.0% | 4.02 | |||
| 2021-05-12 | Dragoneer Growth Opportunities Corp. | CCC | -1.7% | -3.9% | -9.6% | 4.02 | |||
| 2021-05-13 | SCVX Corp. | no ticker | 4.02 | ||||||
| 2021-05-13 | UWM Holdings Corp | UWMC | -1.2% | +6.8% | +19.1% | 4.02 | |||
| 2021-05-13 | Reinvent Technology Partners | JOBY | -1.9% | -2.9% | -8.1% | 4.02 | |||
| 2021-05-14 | Simply Good Foods Co | SMPL | earnings same day | -1.7% | +0.1% | +3.0% | 4.02 | ||
| 2021-05-14 | Vincerx Pharma, Inc. | VINC | earnings same day | +0.7% | -10.8% | -33.7% | 4.02 | ||
| 2021-05-14 | Bull Horn Holdings Corp. | ZSQR | -0.3% | -0.6% | -4.4% | 4.02 | |||
| 2021-05-14 | Porch Group, Inc. | PRCH | earnings same day | +0.3% | +26.4% | +23.6% | 4.02 | ||
| 2021-05-14 | Ouster, Inc. | OUST | +7.3% | +13.9% | +35.3% | 4.02 | |||
| 2021-05-14 | one | MKFG | no price data (delisted?) | 4.02 | |||||
| 2021-05-14 | Carrier EQ, LLC | no ticker | 4.02 | ||||||
| 2021-05-14 | Churchill Capital Corp IV | LCID | +1.9% | +8.0% | +42.8% | 4.02 | |||
| 2021-05-14 | Desktop Metal, Inc. | DM | no price data (delisted?) | 4.02 | |||||
| 2021-05-14 | AppHarvest, Inc. | APPH | no price data (delisted?) | 4.02 | |||||
| 2021-05-14 | Nuvation Bio Inc. | NUVB | earnings same day | +7.9% | +30.4% | -20.2% | 4.02 | ||
| 2021-05-17 | Landsea Homes Corp | LSEA | no price data (delisted?) | 4.02 | |||||
| 2021-05-17 | Aeva Technologies, Inc. | AEVA | +2.1% | +13.3% | +29.5% | 4.02 | |||
| 2021-05-17 | Apollo Strategic Growth Capital | GBTG | no price near filing | 4.02 | |||||
| 2021-05-17 | CLOVER HEALTH INVESTMENTS, CORP. /DE | CLOV | earnings same day | -8.8% | -7.5% | +74.9% | 4.02 | ||
| 2021-05-18 | Metromile, Inc. | no ticker | 4.02 | ||||||
| 2021-05-18 | dMY Technology Group, Inc. III | IONQ | +0.4% | -1.2% | +2.0% | possible, verify | 4.02 | ||
| 2021-05-18 | Gores Holdings VI, Inc. | no ticker | 4.02 | ||||||
| 2021-05-18 | DFP HEALTHCARE ACQUISITIONS CORP. | STLN | +0.7% | -2.7% | -5.6% | 4.02 | |||
| 2021-05-18 | BOSTON OMAHA Corp | BOC | -0.0% | +6.9% | +10.7% | 4.02 | |||
| 2021-05-19 | Empower Ltd. | HLLY | +0.6% | -1.2% | -4.8% | 4.02 | |||
| 2021-05-20 | Novus Capital Corp II | NRGV | -0.4% | -2.4% | -2.3% | 4.02 | |||
| 2021-05-20 | ECP Environmental Growth Opportunities Corp. | no ticker | 4.02 | ||||||
| 2021-05-21 | ISUN, INC. | ISUNQ | -1.5% | +5.1% | +14.4% | 4.02 | |||
| 2021-05-21 | D8 Holdings Corp. | RBOT | -0.7% | -3.8% | -1.7% | 4.02 | |||
| 2021-05-24 | Lazydays Holdings, Inc. | GORV | no price data (delisted?) | 4.02 | |||||
| 2021-05-24 | CONX Corp. | CNXX | no price near filing | 4.02 | |||||
| 2021-05-24 | PROPTECH INVESTMENT CORP. II | SFRT | -0.3% | -3.7% | -0.3% | 4.02 | |||
| 2021-05-24 | Cartesian Growth Corp | ALTI | +1.0% | -3.2% | -1.1% | 4.02 | |||
| 2021-05-24 | Crown PropTech Acquisitions | CPTKW | no price data (delisted?) | 4.02 | |||||
| 2021-05-24 | Freedom Acquisition I Corp. | SPWRW | no price near filing | 4.02 | |||||
| 2021-05-28 | 7GC & Co. Holdings Inc. | PARA | +0.4% | -1.7% | +0.9% | 4.02 | |||
| 2021-05-28 | Tuscan Holdings Corp. | MVST | -0.5% | +27.9% | +12.3% | 4.02 | |||
| 2021-06-04 | Gores Metropoulos II, Inc. | SOND | no price data (delisted?) | 4.02 | |||||
| 2021-06-04 | BM Technologies, Inc. | BMTX | no price data (delisted?) | 4.02 | |||||
| 2021-06-04 | Earth Science Tech, Inc. | ETST | +2.3% | +7.1% | -18.4% | 4.02 | |||
| 2021-06-07 | CPI AEROSTRUCTURES INC | CVU | -1.6% | -6.4% | -9.2% | June 20, 2024 AAER-4510 | 4.02 | ||
| 2021-06-08 | PureCycle Technologies, Inc. | PCT | -11.3% | -7.4% | -24.1% | 4.02 | |||
| 2021-06-11 | Concrete Pumping Holdings, Inc. | BBCP | earnings same day | +1.6% | -0.1% | +8.2% | 4.02 | ||
| 2021-06-16 | Gores Holdings VIII Inc. | no ticker | 4.02 | ||||||
| 2021-06-17 | KINS Technology Group, Inc. | CXAI | +2.6% | -2.3% | +3.0% | 4.02 | |||
| 2021-06-21 | Trident Acquisitions Corp. | LTRYW | no price near filing | possible, verify | 4.02 | ||||
| 2021-06-24 | AEA-Bridges Impact Corp. | no ticker | 4.02 | ||||||
| 2021-07-14 | Hi-Great Group Holding Co | HIGR | +1.5% | +0.1% | +0.9% | 4.02 | |||
| 2021-07-15 | Leader Capital Holdings Corp. | LCHD | +0.6% | +0.2% | -0.6% | 4.02 | |||
| 2021-07-16 | PETROTEQ ENERGY INC. | PQEFF | -0.2% | -15.9% | +3.0% | 4.02 | |||
| 2021-07-21 | iFresh Inc | no ticker | 4.02 | ||||||
| 2021-07-26 | Sequential Brands Group, Inc. | no ticker | Dec. 15, 2021 AAER-4277 | 4.02 | |||||
| 2021-08-03 | GWG Holdings, Inc. | no ticker | 4.02 | ||||||
| 2021-08-05 | COMPASS MINERALS INTERNATIONAL INC | CMP | -1.5% | -0.2% | -6.8% | Sept. 23, 2022 AAER-4340 | 4.02 | ||
| 2021-08-10 | Emmaus Life Sciences, Inc. | EMMA | +1.1% | +3.9% | +17.5% | 4.02 | |||
| 2021-08-13 | INSIGNIA SYSTEMS INC/MN | TULP | earnings same day | -0.9% | +2.5% | +2.4% | 4.02 | ||
| 2021-08-16 | PCT LTD | no ticker | 4.02 | ||||||
| 2021-08-16 | NANOPHASE TECHNOLOGIES Corp | SLSN | earnings same day | -0.7% | -4.4% | +7.1% | 4.02 | ||
| 2021-08-19 | Veroni Brands Corp. | no ticker | 4.02 | ||||||
| 2021-08-23 | CannAssist International Corp | XESP | -1.9% | -4.6% | -12.9% | 4.02 | |||
| 2021-09-09 | DXP ENTERPRISES INC | DXPE | -1.8% | -2.0% | +13.1% | 4.02 | |||
| 2021-09-16 | CAMBER ENERGY, INC. | VGTK | +4.8% | +14.6% | -21.9% | possible, verify | 4.02 | ||
| 2021-09-16 | Exactus, Inc. | PLSH | no price near filing | 4.02 | |||||
| 2021-09-21 | Luckwel Pharmaceuticals Inc. | no ticker | 4.02 | ||||||
| 2021-09-30 | BIOMERICA INC | BMRA | +36.4% | +47.8% | -3.5% | 4.02 | |||
| 2021-10-01 | FUSE GROUP HOLDING INC. | FUST | +0.9% | -27.4% | -71.5% | 4.02 | |||
| 2021-10-18 | U S GLOBAL INVESTORS INC | GROW | earnings same day | -0.0% | -0.6% | -13.2% | 4.02 | ||
| 2021-11-01 | Emerald Holding, Inc. | EEX | no price data (delisted?) | 4.02 | |||||
| 2021-11-09 | Newpoint Financial Corp | NPFC | no price data (delisted?) | 4.02 | |||||
| 2021-11-09 | Cronos Group Inc. | CRON | -14.5% | -11.9% | -28.2% | Oct. 24, 2022 AAER-4357 | 4.02 | ||
| 2021-11-10 | Quotient Ltd | no ticker | 4.02 | ||||||
| 2021-11-10 | Fortune Valley Treasures, Inc. | FVTI | earnings same day | -0.8% | -18.9% | -22.1% | 4.02 | ||
| 2021-11-15 | 890 5th Avenue Partners, Inc. | BZFD | -0.2% | +2.9% | -40.7% | 4.02 | |||
| 2021-11-15 | Squarespace, Inc. | SQSP | no price data (delisted?) | 4.02 | |||||
| 2021-11-16 | IDEANOMICS, INC. | IDEX | no price data (delisted?) | Aug. 9, 2024 AAER-4512 | 4.02 | ||||
| 2021-11-16 | Social Capital Suvretta Holdings Corp. III | PROK | +1.3% | +3.1% | +6.6% | 4.02 | |||
| 2021-11-16 | Social Capital Suvretta Holdings Corp. I | no ticker | 4.02 | ||||||
| 2021-11-16 | Acer Therapeutics Inc. | ACER | no price data (delisted?) | 4.02 | |||||
| 2021-11-17 | InterPrivate III Financial Partners Inc. | no ticker | 4.02 | ||||||
| 2021-11-17 | M3-Brigade Acquisition II Corp. | no ticker | 4.02 | ||||||
| 2021-11-18 | Roth CH Acquisition III Co | no ticker | 4.02 | ||||||
| 2021-11-22 | Digital Transformation Opportunities Corp. | AONC | no price near filing | 4.02 | |||||
| 2021-11-22 | DiamondHead Holdings Corp. | UHG | no price data (delisted?) | 4.02 | |||||
| 2021-11-23 | FS Development Corp. II | no ticker | 4.02 | ||||||
| 2021-11-23 | CM Life Sciences III Inc. | no ticker | 4.02 | ||||||
| 2021-11-24 | Motive Capital Corp | FRGE | no price data (delisted?) | 4.02 | |||||
| 2021-11-24 | Long Mall Internet Technology Co Ltd | no ticker | 4.02 | ||||||
| 2021-11-26 | dMY Technology Group, Inc. IV | PL | -0.2% | -8.3% | -46.0% | 4.02 | |||
| 2021-11-26 | ArcLight Clean Transition Corp. II | OPAL | +3.8% | +8.6% | +6.9% | 4.02 | |||
| 2021-11-29 | OMNIA WELLNESS INC. | no ticker | Aug. 22, 2023 AAER-4446 | 4.02 | |||||
| 2021-11-30 | SVF Investment Corp. 3 | SYM | +2.2% | -4.7% | +1.2% | 4.02 | |||
| 2021-12-02 | ShiftPixy, Inc. | PIXY | no price data (delisted?) | 4.02 | |||||
| 2021-12-02 | OceanTech Acquisitions I Corp. | no ticker | 4.02 | ||||||
| 2021-12-02 | Bitwise 10 Crypto Index Fund | BITW | -3.1% | -6.0% | -24.1% | 4.02 | |||
| 2021-12-07 | Vickers Vantage Corp. I | SCLX | -2.2% | +1.9% | +8.4% | 4.02 | |||
| 2021-12-07 | Local Bounti Corporation/DE | LOCL | -8.4% | -19.1% | -14.2% | 4.02 | |||
| 2021-12-07 | MassRoots, Inc. | GWAV | +1.1% | -11.4% | -19.8% | 4.02 | |||
| 2021-12-10 | Dynamics Special Purpose Corp. | SNTI | +1.6% | +3.1% | +10.0% | 4.02 | |||
| 2021-12-13 | CENAQ Energy Corp. | VGAS | +1.5% | +3.0% | +10.8% | 4.02 | |||
| 2021-12-14 | Wejo Group Ltd | no ticker | 4.02 | ||||||
| 2021-12-16 | Inotiv, Inc. | NOTV | no price data (delisted?) | 4.02 | |||||
| 2021-12-17 | IO Biotech, Inc. | IOBT | no price data (delisted?) | 4.02 | |||||
| 2021-12-20 | Science 37 Holdings, Inc. | no ticker | 4.02 | ||||||
| 2021-12-22 | Regen BioPharma Inc | RGBP | -3.0% | -22.7% | -15.6% | 4.02 | |||
| 2021-12-23 | Slam Corp. | no ticker | 4.02 | ||||||
| 2021-12-28 | TradeUP Global Corp | SAIH | +0.8% | +0.0% | +8.6% | 4.02 | |||
| 2022-01-12 | AB INTERNATIONAL GROUP CORP. | AERA | -19.7% | -11.8% | -60.5% | 4.02 | |||
| 2022-01-12 | ALTITUDE INTERNATIONAL HOLDINGS, INC. | no ticker | 4.02 | ||||||
| 2022-01-24 | Grapefruit USA, Inc | GPFT | +15.2% | +24.3% | +33.7% | 4.02 | |||
| 2022-01-26 | STANLEY BLACK & DECKER, INC. | SWK | earnings same day | +0.4% | -1.2% | -16.3% | June 20, 2023 AAER-4422 | 4.02 | |
| 2022-01-31 | BIOCEPT INC | BIOCQ | +0.6% | -5.1% | -31.0% | 4.02 | |||
| 2022-02-01 | TransparentBusiness, Inc. | no ticker | 4.02 | ||||||
| 2022-02-02 | TLG Acquisition One Corp. | ELIQQ | no price near filing | 4.02 | |||||
| 2022-02-03 | Anterix Inc. | ATEX | +7.1% | +7.9% | +11.5% | 4.02 | |||
| 2022-02-04 | Rocky Mountain Industrials, Inc. | RMRI | no price data (delisted?) | 4.02 | |||||
| 2022-02-10 | Health Sciences Acquisitions Corp 2 | OBIO | +1.1% | +2.1% | -1.2% | 4.02 | |||
| 2022-02-14 | Software Acquisition Group Inc. III | no ticker | 4.02 | ||||||
| 2022-02-14 | Leo Holdings Corp. II | no ticker | 4.02 | ||||||
| 2022-02-14 | Garrett Motion Inc. | GTX | earnings same day | -0.1% | -2.0% | -2.8% | possible, verify | 4.02 | |
| 2022-02-15 | ACADIA REALTY TRUST | AKR | +4.8% | +10.5% | +10.1% | 4.02 | |||
| 2022-02-17 | Cardiff Lexington Corp | CDIX | -22.4% | -23.1% | -50.7% | 4.02 | |||
| 2022-02-22 | MOVING iMAGE TECHNOLOGIES INC. | MITQ | +0.4% | -8.1% | -11.9% | 4.02 | |||
| 2022-02-28 | Rafael Holdings, Inc. | RFL | -4.8% | -18.7% | -29.2% | 4.02 | |||
| 2022-03-01 | Celsius Holdings, Inc. | CELH | earnings same day | +0.8% | -20.1% | -17.1% | Jan. 17, 2025 AAER-4559 | 4.02 | |
| 2022-03-03 | Santander Holdings USA, Inc. | SOV | no price data (delisted?) | 4.02 | |||||
| 2022-03-04 | IOTA COMMUNICATIONS, INC. | IOTC | no price data (delisted?) | 4.02 | |||||
| 2022-03-09 | VIKING ENERGY GROUP, INC. | VKIN | no price data (delisted?) | possible, verify | 4.02 | ||||
| 2022-03-11 | Alfi, Inc. | ALFIQ | -6.0% | +14.2% | -0.6% | 4.02 | |||
| 2022-03-11 | Tattooed Chef, Inc. | TTCFQ | no price data (delisted?) | 4.02 | |||||
| 2022-03-14 | CIRCOR INTERNATIONAL INC | CIR | no price near filing | 4.02 | |||||
| 2022-03-14 | T Stamp Inc | IDAI | -4.3% | -20.5% | -31.0% | 4.02 | |||
| 2022-03-15 | Sino American Oil Co | OILY | no price data (delisted?) | 4.02 | |||||
| 2022-03-15 | Janus International Group, Inc. | JBI | earnings same day | +5.0% | +4.7% | +7.8% | 4.02 | ||
| 2022-03-16 | SYBLEU Inc | no ticker | 4.02 | ||||||
| 2022-03-23 | IZEA Worldwide, Inc. | IZEA | earnings same day | -4.1% | +23.0% | -10.6% | 4.02 | ||
| 2022-03-23 | SUPERIOR GROUP OF COMPANIES, INC. | SGC | earnings same day | +1.6% | +2.1% | -2.6% | 4.02 | ||
| 2022-03-24 | Ashford Inc. | no ticker | 4.02 | ||||||
| 2022-03-25 | UC Asset LP | UCASU | +32.7% | -11.5% | +24.0% | 4.02 | |||
| 2022-03-28 | Leet Technology Inc. | LEET | no price data (delisted?) | 4.02 | |||||
| 2022-03-28 | Enservco Corp | ENSV | -12.3% | -31.5% | -16.6% | 4.02 | |||
| 2022-03-29 | SomaLogic, Inc. | SLGC | no price data (delisted?) | 4.02 | |||||
| 2022-03-29 | GAN Ltd | GAN | no price data (delisted?) | 4.02 | |||||
| 2022-03-29 | Array Technologies, Inc. | ARRY | -6.0% | -4.7% | -31.0% | 4.02 | |||
| 2022-03-31 | Allarity Therapeutics, Inc. | ALLR | +0.4% | -3.3% | -25.1% | 4.02 | |||
| 2022-04-13 | C-Bond Systems, Inc | CBNT | +7.1% | -13.9% | -39.0% | 4.02 | |||
| 2022-04-15 | Zivo Bioscience, Inc. | ZIVO | +2.1% | -6.0% | +0.6% | 4.02 | |||
| 2022-04-21 | Harbor Custom Development, Inc. | no ticker | 4.02 | ||||||
| 2022-04-28 | Greenpro Capital Corp. | GRNQ | -1.0% | +7.2% | -28.0% | 4.02 | |||
| 2022-04-29 | Lyft, Inc. | LYFT | -4.4% | -37.5% | -48.4% | 4.02 | |||
| 2022-05-05 | Lifeway Foods, Inc. | LWAY | -3.2% | -7.7% | -7.8% | 4.02 | |||
| 2022-05-09 | Rasna Therapeutics Inc. | RASP | +4.2% | +2.9% | +43307.8% | 4.02 | |||
| 2022-05-10 | Rogue One, Inc. | no ticker | 4.02 | ||||||
| 2022-05-11 | SHARPS COMPLIANCE CORP | SMED | no price data (delisted?) | 4.02 | |||||
| 2022-05-12 | CoJax Oil & Gas Corp | CJAX | -3.2% | -2.0% | -0.2% | 4.02 | |||
| 2022-05-13 | Achari Ventures Holdings Corp. I | AVHI | no price data (delisted?) | 4.02 | |||||
| 2022-05-13 | VirnetX Holding Corp | VHC | +1.3% | +1.6% | +2.2% | 4.02 | |||
| 2022-05-13 | MEI Pharma, Inc. | LITS | -7.2% | -13.5% | +19.3% | 4.02 | |||
| 2022-05-17 | Sysorex, Inc. | SYSX | no price data (delisted?) | 4.02 | |||||
| 2022-05-17 | NAPCO SECURITY TECHNOLOGIES, INC | NSSC | +0.8% | -1.4% | +25.7% | 4.02 | |||
| 2022-05-17 | Digital Turbine, Inc. | APPS | earnings same day | -3.6% | -10.9% | -30.9% | possible, verify | 4.02 | |
| 2022-05-19 | LMP Automotive Holdings, Inc. | no ticker | 4.02 | ||||||
| 2022-05-20 | Investview, Inc. | INVUP | -1.2% | -5.2% | +0.0% | 4.02 | |||
| 2022-05-20 | Intellicheck, Inc. | IDN | -6.7% | -5.8% | +24.3% | 4.02 | |||
| 2022-05-23 | KIORA PHARMACEUTICALS INC | KPRX | +1.5% | +4.7% | +19.4% | 4.02 | |||
| 2022-06-01 | VIVIC CORP. | VIVC | no price near filing | Aug. 22, 2023 AAER-4448 | 4.02 | ||||
| 2022-06-02 | U.S. NeuroSurgical Holdings, Inc. | EHSI | -2.4% | +11.9% | +12.0% | 4.02 | |||
| 2022-06-15 | TINGO, INC. | TMNA | no price data (delisted?) | 4.02 | |||||
| 2022-06-17 | Brooklyn ImmunoTherapeutics, Inc. | ERNA | -3.8% | +7.8% | -12.8% | 4.02 | |||
| 2022-06-27 | Barnes & Noble Education, Inc. | BNED | -3.8% | -3.6% | -23.7% | 4.02 | |||
| 2022-07-11 | Pacific Green Technologies Inc. | PGTK | +6.6% | +8.6% | +5.3% | 4.02 | |||
| 2022-07-27 | Verano Holdings Corp. | VRNO | -5.1% | -26.1% | -2.8% | 4.02 | |||
| 2022-08-03 | Legacy Housing Corp | LEGH | +30.6% | +28.1% | +36.5% | 4.02 | |||
| 2022-08-04 | MINIM, INC. | FIEE | earnings same day | +1.8% | -0.7% | -23.5% | 4.02 | ||
| 2022-08-04 | RBC Bearings INC | RBC | earnings same day | -6.5% | -0.2% | -1.0% | 4.02 | ||
| 2022-08-05 | CytoDyn Inc. | CYDY | -22.1% | -32.6% | -42.4% | 4.02 | |||
| 2022-08-09 | STARTENGINE CROWDFUNDING, INC. | STGC | no price data (delisted?) | 4.02 | |||||
| 2022-08-09 | Spark Networks SE | LOV | no price data (delisted?) | 4.02 | |||||
| 2022-08-12 | DSS, INC. | DSS | +2.1% | -2.4% | -16.2% | 4.02 | |||
| 2022-08-15 | SmartKem, Inc. | SMTK | no price near filing | 4.02 | |||||
| 2022-08-15 | Veritone, Inc. | VERI | +0.1% | -5.3% | -5.9% | 4.02 | |||
| 2022-08-17 | Trinity Place Holdings Inc. | TPHS | -6.1% | -7.1% | -3.7% | 4.02 | |||
| 2022-08-22 | MusclePharm Corp | MSLPQ | no price data (delisted?) | 4.02 | |||||
| 2022-08-22 | Edgemode, Inc. | EDGM | no price near filing | 4.02 | |||||
| 2022-08-29 | Jushi Holdings Inc. | JUSH | earnings same day | -1.6% | -6.6% | +1.6% | 4.02 | ||
| 2022-09-01 | Brickell Biotech, Inc. | BBI | no price data (delisted?) | 4.02 | |||||
| 2022-09-02 | Tengjun Biotechnology Corp. | no ticker | 4.02 | ||||||
| 2022-09-13 | wShares Enhanced Gold ETF | no ticker | 4.02 | ||||||
| 2022-09-13 | Vintage Wine Estates, Inc. | VWE | no price data (delisted?) | 4.02 | |||||
| 2022-09-14 | Nukkleus Inc. | no ticker | 4.02 | ||||||
| 2022-09-14 | LANDEC CORP \CA\ | LFCR | -0.6% | -3.8% | -12.4% | 4.02 | |||
| 2022-09-19 | Halberd Corp | HALB | +6.1% | +4.5% | +6.3% | 4.02 | |||
| 2022-09-20 | SCHMITT INDUSTRIES INC | no ticker | 4.02 | ||||||
| 2022-09-21 | FITLIFE BRANDS, INC. | FTLF | earnings same day | +2.2% | +3.2% | -3.2% | 4.02 | ||
| 2022-09-26 | Bitech Technologies Corp | BESS | +1.4% | -8.4% | -14.5% | 4.02 | |||
| 2022-09-27 | Tego Cyber, Inc. | TGCB | -5.1% | -6.2% | -8.0% | 4.02 | |||
| 2022-10-04 | RADIANT LOGISTICS, INC | RLGT | -0.4% | -0.5% | -11.1% | 4.02 | |||
| 2022-10-07 | I-ON Digital Corp. | IONI | -4.7% | -32.6% | -26.3% | 4.02 | |||
| 2022-10-21 | NIOCORP DEVELOPMENTS LTD | NIOBW | no price near filing | 4.02 | |||||
| 2022-10-21 | Shift4 Payments, Inc. | FOUR | -3.1% | -4.8% | -5.7% | 4.02 | |||
| 2022-10-24 | HAWAIIAN HOLDINGS INC | HA | no price data (delisted?) | 4.02 | |||||
| 2022-10-26 | Lyra Therapeutics, Inc. | LYRA | -0.6% | +2.8% | -38.8% | 4.02 | |||
| 2022-10-27 | MITEK SYSTEMS INC | MITK | +1.4% | +6.0% | -3.8% | 4.02 | |||
| 2022-10-27 | Shengda Network Technology, Inc. | no ticker | 4.02 | ||||||
| 2022-10-28 | SONIC AUTOMOTIVE INC | SAH | earnings same day | -1.1% | +1.2% | +4.6% | 4.02 | ||
| 2022-11-01 | DENTSPLY SIRONA Inc. | XRAY | earnings same day | +0.4% | -6.8% | +5.2% | 4.02 | ||
| 2022-11-03 | Franchise Group, Inc. | no ticker | 4.02 | ||||||
| 2022-11-04 | Instadose Pharma Corp. | INSD | -1.4% | -6.0% | +2.0% | 4.02 | |||
| 2022-11-07 | Global Wholehealth Partners Corp | no ticker | 4.02 | ||||||
| 2022-11-08 | Appgate, Inc. | APGT | no price data (delisted?) | 4.02 | |||||
| 2022-11-09 | Arcellx, Inc. | ACLX | no price data (delisted?) | 4.02 | |||||
| 2022-11-10 | IMMUCELL CORP /DE/ | ICCC | earnings same day | -0.7% | -5.6% | -9.1% | 4.02 | ||
| 2022-11-14 | Data Storage Corp | DTST | +3.0% | -6.4% | -19.6% | 4.02 | |||
| 2022-11-14 | New York City REIT, Inc. | NYC | earnings same day | -0.4% | -7.2% | -24.2% | 4.02 | ||
| 2022-11-14 | EXAGEN INC. | XGN | earnings same day | +40.9% | +21.5% | +20.2% | 4.02 | ||
| 2022-11-14 | Exela Technologies, Inc. | XELA | earnings same day | -32.9% | -56.1% | -73.9% | 4.02 | ||
| 2022-11-14 | Bird Global, Inc. | BRDS | no price data (delisted?) | 4.02 | |||||
| 2022-11-15 | STANDARD PREMIUM FINANCE HOLDINGS, INC. | SPFX | -1.5% | +0.1% | +4.2% | 4.02 | |||
| 2022-11-15 | Freedom Holding Corp. | FRHC | +0.5% | +5.0% | +4.1% | 4.02 | |||
| 2022-11-16 | flooidCX Corp. | FLCX | +1.8% | +1.3% | -32.4% | 4.02 | |||
| 2022-11-16 | FOMO WORLDWIDE, INC. | IGOT | -18.2% | +1.3% | -13.4% | 4.02 | |||
| 2022-11-18 | ALPINE 4 HOLDINGS, INC. | ALPP | -2.6% | -16.7% | -19.9% | Aug. 22, 2023 AAER-4444 | 4.02 | ||
| 2022-11-22 | Vivos Therapeutics, Inc. | VVOS | earnings same day | +8.6% | -14.2% | +172.7% | 4.02 | ||
| 2022-11-30 | Mobiquity Technologies, Inc. | MOBQ | -8.9% | -28.8% | -38.6% | 4.02 | |||
| 2022-11-30 | Commonwealth Income & Growth Fund VII, LP | no ticker | 4.02 | ||||||
| 2022-12-06 | Wilhelmina International, Inc. | WHLM | +0.6% | -4.6% | +13.9% | 4.02 | |||
| 2022-12-13 | ALICO, INC. | ALCO | earnings same day | -8.9% | -10.2% | -9.4% | possible, verify | 4.02 | |
| 2022-12-16 | Vitro Biopharma, Inc. | no ticker | 4.02 | ||||||
| 2022-12-16 | FREQUENCY ELECTRONICS INC | FEIM | earnings same day | -3.1% | +9.0% | +10.2% | 4.02 | ||
| 2023-01-20 | RYVYL Inc. | RTB | -15.9% | -34.0% | -37.4% | 4.02 | |||
| 2023-01-20 | HF Foods Group Inc. | HFFG | -1.9% | +1.1% | -7.7% | June 6, 2024 AAER-4506 | 4.02 | ||
| 2023-01-25 | COFFEE HOLDING CO INC | JVA | earnings same day | +1.6% | +13.7% | -9.9% | 4.02 | ||
| 2023-01-27 | COMSovereign Holding Corp. | COMS | +1.9% | -14.5% | -70.1% | 4.02 | |||
| 2023-01-31 | CREDEX CORP | no ticker | 4.02 | ||||||
| 2023-02-01 | First Savings Financial Group, Inc. | FSFG | no price data (delisted?) | 4.02 | |||||
| 2023-02-01 | Braemar Hotels & Resorts Inc. | BHR | +1.1% | -2.0% | -11.3% | 4.02 | |||
| 2023-02-03 | RH | RH | earnings same day | -5.9% | -4.6% | -15.1% | 4.02 | ||
| 2023-02-06 | MAIA Biotechnology, Inc. | MAIA | -0.7% | -6.9% | -25.0% | 4.02 | |||
| 2023-02-09 | VIAD CORP | PRSU | earnings same day | -8.4% | -6.9% | -22.9% | 4.02 | ||
| 2023-02-09 | Accelerate Diagnostics, Inc | AXDX | no price data (delisted?) | 4.02 | |||||
| 2023-02-17 | LEGALZOOM.COM, INC. | LZ | -0.5% | -0.9% | +19.1% | 4.02 | |||
| 2023-02-21 | AYTU BIOPHARMA, INC | AYTU | earnings same day | -6.0% | -11.1% | -16.8% | 4.02 | ||
| 2023-02-21 | Nemaura Medical Inc. | NMRD | +1.7% | -6.3% | -10.3% | 4.02 | |||
| 2023-02-22 | Consensus Cloud Solutions, Inc. | CCSI | earnings same day | -21.9% | -35.6% | -34.5% | 4.02 | ||
| 2023-02-24 | LiveWire Group, Inc. | LVWR | earnings same day | -0.6% | -3.4% | -4.5% | 4.02 | ||
| 2023-02-24 | CytomX Therapeutics, Inc. | CTMX | -3.5% | -5.2% | -21.4% | 4.02 | |||
| 2023-02-27 | AGILE THERAPEUTICS INC | AGRX | no price data (delisted?) | 4.02 | |||||
| 2023-02-28 | Perimeter Solutions, SA | PRM | earnings same day | +0.9% | -3.5% | -5.7% | 4.02 | ||
| 2023-02-28 | MARATHON DIGITAL HOLDINGS, INC. | MARA | -0.1% | -13.5% | +46.2% | 4.02 | |||
| 2023-02-28 | Eventbrite, Inc. | EB | no price data (delisted?) | 4.02 | |||||
| 2023-03-01 | Singularity Future Technology Ltd. | SGLY | +3.2% | +9.2% | +23.3% | Jan. 17, 2025 AAER-4557 | 4.02 | ||
| 2023-03-02 | Riot Platforms, Inc. | RIOT | +1.2% | -7.5% | +114.2% | 4.02 | |||
| 2023-03-03 | Better For You Wellness, Inc. | no ticker | 4.02 | ||||||
| 2023-03-06 | Annovis Bio, Inc. | ANVS | +2.5% | +8.2% | -2.6% | 4.02 | |||
| 2023-03-06 | Granite Ridge Resources, Inc. | GRNT | -1.2% | -0.1% | +10.9% | 4.02 | |||
| 2023-03-07 | CorEnergy Infrastructure Trust, Inc. | CORR | no price data (delisted?) | 4.02 | |||||
| 2023-03-10 | BestGofer Inc. | GOFR | no price data (delisted?) | 4.02 | |||||
| 2023-03-10 | Theriva Biologics, Inc. | TOVX | +5.7% | +2.9% | -5.3% | 4.02 | |||
| 2023-03-13 | Edgio, Inc. | EGIO | no price data (delisted?) | possible, verify | 4.02 | ||||
| 2023-03-16 | B. Riley Financial, Inc. | RILY | earnings same day | +1.3% | -5.6% | +0.6% | 4.02 | ||
| 2023-03-16 | TUPPERWARE BRANDS CORP | TUP | no price data (delisted?) | 4.02 | |||||
| 2023-03-16 | MPHASE TECHNOLOGIES, INC. | XDSL | +125.9% | +83.4% | -1.3% | 4.02 | |||
| 2023-03-22 | Veradigm Inc. | MDRX | earnings same day | -0.2% | -3.0% | -7.4% | possible, verify | 4.02 | |
| 2023-03-23 | NightHawk Biosciences, Inc. | SCPX | +2.6% | -1.9% | -20.8% | 4.02 | |||
| 2023-03-27 | LINCOLN NATIONAL CORP | LNC | earnings same day | -1.1% | +1.8% | -2.5% | 4.02 | ||
| 2023-03-27 | LINCOLN NATIONAL LIFE INSURANCE CO /IN/ | no ticker | 4.02 | ||||||
| 2023-03-28 | Nuvve Holding Corp. | NVVE | +0.8% | +66.6% | -1.3% | 4.02 | |||
| 2023-03-29 | JONES SODA CO | JSDA | +5.7% | +6.7% | -7.0% | 4.02 | |||
| 2023-03-30 | Hudson Global, Inc. | STRR | earnings same day | -3.8% | +4.0% | -12.7% | 4.02 | ||
| 2023-03-30 | ACELRX PHARMACEUTICALS INC | TLPH | earnings same day | -7.5% | -8.9% | +13.1% | 4.02 | ||
| 2023-03-31 | Power & Digital Infrastructure Acquisition II Corp. | AIRJ | +0.1% | +0.8% | +4.5% | 4.02 | |||
| 2023-03-31 | Artemis Strategic Investment Corp | no ticker | 4.02 | ||||||
| 2023-04-03 | Gatos Silver, Inc. | GATO | no price data (delisted?) | 4.02 | |||||
| 2023-04-04 | Envirotech Vehicles, Inc. | AZIO | +0.1% | -2.5% | -18.1% | 4.02 | |||
| 2023-04-05 | QUANTUM ENERGY INC. | QREE | -12.7% | -50.3% | -94.3% | 4.02 | |||
| 2023-04-07 | URBAN ONE, INC. | UONE | -3.7% | -2.8% | -9.0% | 4.02 | |||
| 2023-04-10 | ORAGENICS INC | OGEN | -4.5% | -8.4% | -10.9% | 4.02 | |||
| 2023-04-13 | ReShape Lifesciences Inc. | HIND | +2.1% | +3.3% | -3.0% | Aug. 22, 2023 AAER-4447 | 4.02 | ||
| 2023-04-14 | Appsoft Technologies, Inc. | ASFT | +0.9% | +0.3% | +1.1% | 4.02 | |||
| 2023-04-14 | Ault Alliance, Inc. | GPUS | -10.4% | -18.7% | -64.4% | Aug. 15, 2023 AAER-4440 | 4.02 | ||
| 2023-04-17 | Agrify Corp | RYM | +73.8% | +47.1% | +6.9% | 4.02 | |||
| 2023-04-17 | D-Wave Quantum Inc. | QBTS | earnings same day | +18.8% | +10.1% | +149.4% | 4.02 | ||
| 2023-04-17 | SCIENTIFIC INDUSTRIES INC | SCND | -1.8% | +3.2% | +0.6% | 4.02 | |||
| 2023-04-21 | JanOne Inc. | AIFC | -6.6% | -11.1% | +9.5% | 4.02 | |||
| 2023-04-26 | ROCKETFUEL BLOCKCHAIN, INC. | RKFL | +24.6% | +98.7% | +84.0% | 4.02 | |||
| 2023-05-03 | Mycotopia Therapies, Inc. | AIBT | +15.3% | +6.6% | -42.1% | 4.02 | |||
| 2023-05-10 | Canopy Growth Corp | CGC | -14.0% | -15.5% | -61.6% | 4.02 | |||
| 2023-05-10 | PENNSYLVANIA REAL ESTATE INVESTMENT TRUST | no ticker | 4.02 | ||||||
| 2023-05-11 | SANMINA CORP | SANM | earnings same day | -5.5% | -6.1% | +2.2% | 4.02 | ||
| 2023-05-12 | CalciMedica, Inc. | CALC | no price near filing | 4.02 | |||||
| 2023-05-15 | Energy Services of America CORP | ESOA | -9.6% | -16.2% | +20.6% | 4.02 | |||
| 2023-05-16 | Aclarion, Inc. | ACON | earnings same day | +2.5% | -14.2% | -9.0% | 4.02 | ||
| 2023-05-18 | Reliance Global Group, Inc. | EZRA | earnings same day | -0.9% | +4.7% | +8.7% | 4.02 | ||
| 2023-05-19 | MDWerks, Inc. | MDWK | -1.2% | -92.0% | -100.2% | 4.02 | |||
| 2023-05-22 | Mill City Ventures III, Ltd | SUIG | -1.2% | -0.9% | -9.7% | 4.02 | |||
| 2023-05-22 | Hillstream BioPharma Inc. | CNTN | +3.1% | -4.8% | +2.7% | 4.02 | |||
| 2023-05-23 | ORIGINAL SIXTEEN TO ONE MINE INC /CA/ | no ticker | 4.02 | ||||||
| 2023-05-25 | iCoreConnect Inc. | ICCT | no price data (delisted?) | 4.02 | |||||
| 2023-05-26 | WB Burgers Asia, Inc. | WBBA | -1.1% | -3.1% | -10.5% | 4.02 | |||
| 2023-06-01 | Genufood Energy Enzymes Corp. | GFOO | -3.6% | +5.5% | -11.3% | 4.02 | |||
| 2023-06-01 | RENEWABLE INNOVATIONS, INC. | REII | no price data (delisted?) | 4.02 | |||||
| 2023-06-01 | DZS INC. | DZSI | no price data (delisted?) | 4.02 | |||||
| 2023-06-02 | Logicquest Technology, Inc. | LOGQ | -3.6% | -43.4% | +265.6% | 4.02 | |||
| 2023-06-09 | Party City Holdco Inc. | no ticker | 4.02 | ||||||
| 2023-06-09 | IEH Corp | IEHC | +0.8% | +0.3% | +23.5% | 4.02 | |||
| 2023-06-23 | RAYONT INC. | no ticker | 4.02 | ||||||
| 2023-06-28 | Livento Group, Inc. | LIVG | no price near filing | 4.02 | |||||
| 2023-07-07 | F45 Training Holdings Inc. | FXLV | no price data (delisted?) | 4.02 | |||||
| 2023-07-10 | ADT Inc. | ADT | earnings same day | -1.3% | -6.4% | +1.5% | 4.02 | ||
| 2023-07-13 | DSG Global Inc. | DSGT | +29.6% | +23.0% | -25.9% | 4.02 | |||
| 2023-07-20 | Endexx Corp | EDXC | -3.1% | +1.5% | +25.1% | 4.02 | |||
| 2023-07-21 | BayCom Corp | BCML | +1.3% | +9.3% | +9.3% | 4.02 | |||
| 2023-07-24 | Next Meats Holdings, Inc. | NXMH | +28.2% | +13.1% | -94.9% | 4.02 | |||
| 2023-07-25 | Seneca Foods Corp | SENEA | -2.5% | +2.9% | +43.7% | 4.02 | |||
| 2023-08-01 | Definitive Healthcare Corp. | DH | earnings same day | -3.7% | -0.9% | -21.8% | 4.02 | ||
| 2023-08-03 | DigitalOcean Holdings, Inc. | DOCN | earnings same day | -24.6% | -21.5% | -42.2% | 4.02 | ||
| 2023-08-07 | Apollo Medical Holdings, Inc. | ASTH | earnings same day | +3.8% | +4.8% | -12.5% | 4.02 | ||
| 2023-08-08 | Atmus Filtration Technologies Inc. | ATMU | earnings same day | +2.0% | +5.9% | +4.5% | 4.02 | ||
| 2023-08-08 | TRAVELZOO | TZOO | -1.5% | -4.7% | -6.3% | 4.02 | |||
| 2023-08-08 | Traeger, Inc. | COOK | earnings same day | -0.6% | -10.1% | -33.1% | 4.02 | ||
| 2023-08-09 | Kodiak Gas Services, Inc. | KGS | earnings same day | -1.0% | +4.5% | +0.1% | 4.02 | ||
| 2023-08-10 | ADTRAN Holdings, Inc. | ADTN | earnings same day | +5.0% | +10.8% | +17.7% | 4.02 | ||
| 2023-08-15 | THUMZUP MEDIA Corp | DTCX | -4.6% | -7.4% | +0.7% | 4.02 | |||
| 2023-08-16 | Lovesac Co | LOVE | earnings same day | -1.8% | -4.5% | -11.7% | 4.02 | ||
| 2023-08-16 | DUO WORLD INC | DUUO | -32.6% | -14.0% | -26.6% | 4.02 | |||
| 2023-08-21 | AMERICAN COASTAL INSURANCE Corp | ACIC | -4.7% | -3.5% | +6.0% | 4.02 | |||
| 2023-09-01 | NYIAX, INC. | no ticker | 4.02 | ||||||
| 2023-09-06 | JOINT Corp | JYNT | earnings same day | +2.8% | +6.7% | -0.7% | 4.02 | ||
| 2023-09-06 | NOCERA, INC. | NCRA | +0.4% | +6.4% | -10.3% | 4.02 | |||
| 2023-09-07 | GlobalTech Corp | GLTK | no price near filing | 4.02 | |||||
| 2023-09-08 | Cottonwood Communities, Inc. | CCI | -0.6% | +0.3% | -3.2% | 4.02 | |||
| 2023-09-08 | Neptune Wellness Solutions Inc. | NEPTF | -16.5% | -34.9% | -79.6% | 4.02 | |||
| 2023-09-15 | Ispire Technology Inc. | ISPR | +7.5% | +1.9% | -2.5% | 4.02 | |||
| 2023-09-20 | Marathon Bancorp, Inc. /MD/ | MBBC | -4.0% | -4.8% | -18.1% | 4.02 | |||
| 2023-09-22 | Capstone Green Energy Corp | CGRN | no price data (delisted?) | possible, verify | 4.02 | ||||
| 2023-09-25 | Kubient, Inc. | KBNT | -4.4% | -13.0% | -21.4% | 4.02 | |||
| 2023-09-28 | PRO DEX INC | PDEX | +1.4% | +0.3% | +21.2% | 4.02 | |||
| 2023-10-04 | GHST World Inc. | GHST | -0.1% | -0.3% | -26.0% | 4.02 | |||
| 2023-10-13 | Aspira Women's Health Inc. | AWHL | -0.2% | +6.6% | -42.1% | 4.02 | |||
| 2023-10-13 | Yo-Health Inc. | YOHE | no price data (delisted?) | 4.02 | |||||
| 2023-10-16 | PEDEVCO CORP | PED | -1.8% | -0.9% | -20.2% | 4.02 | |||
| 2023-10-17 | Clearday, Inc. | CLRD | +83.0% | +66.4% | +63.0% | 4.02 | |||
| 2023-10-24 | SUNPOWER CORP | SPWR | +0.7% | +8.2% | +13.2% | 4.02 | |||
| 2023-10-30 | PATRIOT NATIONAL BANCORP INC | PNBK | -0.9% | -15.3% | -51.7% | 4.02 | |||
| 2023-10-31 | BLUE RIDGE BANKSHARES, INC. | BRBS | earnings same day | -34.2% | -15.0% | -20.8% | 4.02 | ||
| 2023-11-01 | Ranger Gold Corp. | RNGR | +0.5% | -10.6% | -30.9% | 4.02 | |||
| 2023-11-01 | Sterling Real Estate Trust | SRET | +0.0% | +1.2% | -0.0% | 4.02 | |||
| 2023-11-03 | TILE SHOP HOLDINGS, INC. | TTSH | earnings same day | +0.5% | +5.3% | +15.7% | 4.02 | ||
| 2023-11-08 | James River Group Holdings, Ltd. | JRVR | earnings same day | -5.9% | -42.4% | -50.3% | 4.02 | ||
| 2023-11-13 | R1 RCM Inc. /DE | RCM | no price data (delisted?) | 4.02 | |||||
| 2023-11-13 | CAPITAL CITY BANK GROUP INC | CCBG | -2.2% | -9.1% | -13.0% | 4.02 | |||
| 2023-11-14 | MDB Capital Holdings, LLC | MDBH | -4.9% | -5.7% | -10.2% | 4.02 | |||
| 2023-11-15 | Greenlane Holdings, Inc. | GNLN | -2.9% | -1.1% | -17.0% | 4.02 | |||
| 2023-11-15 | Cyclacel Pharmaceuticals, Inc. | BGMS | +1.6% | -11.7% | -61.5% | 4.02 | |||
| 2023-11-15 | U.S. Lighting Group, Inc. | USLG | +16.1% | -24.0% | +720.5% | 4.02 | |||
| 2023-11-15 | Ocean Biomedical, Inc. | OCEA | -5.4% | -15.1% | -59.7% | 4.02 | |||
| 2023-11-15 | VERU INC. | VERU | -4.0% | -5.0% | -44.1% | possible, verify | 4.02 | ||
| 2023-11-16 | Emergent BioSolutions Inc. | EBS | -4.7% | -4.0% | +0.5% | 4.02 | |||
| 2023-11-16 | GREENWAY TECHNOLOGIES INC | GWTI | -0.7% | -2.7% | -33.5% | 4.02 | |||
| 2023-11-21 | NORTHERN TECHNOLOGIES INTERNATIONAL CORP | NTIC | earnings same day | -2.9% | -8.1% | -6.6% | 4.02 | ||
| 2023-11-22 | TERAWULF INC. | WULF | +13.9% | +20.7% | +74.7% | 4.02 | |||
| 2023-12-01 | EXICURE, INC. | XCUR | -16.0% | +31.5% | +25.5% | 4.02 | |||
| 2023-12-01 | BIMI International Medical Inc. | BIMI | +2.9% | +2.8% | +4.1% | 4.02 | |||
| 2023-12-08 | HIGH WIRE NETWORKS, INC. | HWNI | earnings same day | -2.9% | -4.4% | -10.2% | 4.02 | ||
| 2023-12-11 | Sustainable Projects Group Inc. | SPGX | -0.2% | -5.5% | -5.3% | 4.02 | |||
| 2023-12-14 | Fintech Ecosystem Development Corp. | no ticker | 4.02 | ||||||
| 2023-12-15 | EAGLE PHARMACEUTICALS, INC. | EGRX | earnings same day | +2.8% | +9.0% | +31.8% | 4.02 | ||
| 2023-12-15 | QUAINT OAK BANCORP INC | QNTO | +7.5% | +4.9% | +1.5% | 4.02 | |||
| 2023-12-18 | SHORE BANCSHARES INC | SHBI | -0.9% | -1.7% | -12.5% | 4.02 | |||
| 2023-12-21 | CUTERA INC | CUTR | no price data (delisted?) | 4.02 | |||||
| 2023-12-26 | Tingo Group, Inc. | TIOG | -0.4% | +5.0% | +2.3% | 4.02 |